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Broadridge launches Broadridge Investor Insights
25 March 2024 Global
Reporter: Jack McRae

Issuers can use built-in Artificial Intelligence on Broadridge Investor Insights to help identify opportunities for increased investor engagement in the voting process

Comyno hires Drobac and Preocanin for C-ONE
25 March 2024 Serbia
Reporter: Carmella Haswell

Financial technology firm Comyno has appointed Sonja Drobac and Aleksander Preocanin to further its software system C-ONE

ESMA reports mixed feedback on shortening settlement cycle
22 March 2024 Europe
Reporter: Sophie Downes

Participants highlighted the need for a clear signal from the regulatory front at the start of the work and clear coordination between regulators and the industry

Banca March selects Adenza’s Calypso Treasury solution
22 March 2024 Spain
Reporter: Jack McRae

The Spanish bank has selected Adenza’s CapCloud SaaS for a more streamlined cross-asset solution

Lim departs from RBC Investor Services
21 March 2024 Malaysia
Reporter: Carmella Haswell

Joey Lim was previously manager of securities lending at RBC Investor Services during her eight-year term with the company

Baader Bank selects Broadridge for regulatory reporting
21 March 2024 UK, US, Germany
Reporter: Sophie Downes

Broadridge’s platform will support the bank to meet the evolving requirements across multiple regulations, including MiFID, FinfraG, EMIR Refit and SFTR

Sigma extends partnership with ION
20 March 2024 UK
Reporter: Sophie Downes

The international brokerage company will deploy ION’s post-trade solutions to automate its middle and back-office operations

BBH rolls out Pirum’s Recalls Manager
20 March 2024 US
Reporter: Sophie Downes

The offering covers the full global post-trade lifecycle from issuance to closure and was adopted to reduce securities lending fails

Wematch completes securities lending trade in APAC
20 March 2024 Hong Kong
Reporter: Sophie Downes

The transaction was completed between two global financial institutions in Hong Kong, and took place on 13 March 2024

Northern Trust appoints Smith as COO of global fund services
19 March 2024 UK
Reporter: Sophie Downes

He will enter his new position on 1 June and will succeed Terri Van Praagh, who has been with the firm since 2011

Hazeltree launches version 11 of treasury and liquidity management platform
19 March 2024 US,UK
Reporter: Sophie Downes

The upgrade will provide hedge fund and private markets clients with enhanced user experience, increased ease of remote access and more robust security, says the firm

Buy-side associations file lawsuit against US SEC to vacate Dealer Rule
19 March 2024 US
Reporter: Carmella Haswell

NAPFM, AIMA AND MFA say by “failing to definitively and accurately define what a dealer is” the Dealer Rule may deter regulated market participants from engaging in investment activity in various asset classes