Neir Jhawar, former Credit Suisse global head of prime services risk, becomes chief operating officer for Global Atlantic’s institutional markets business
Robert Sackett has been appointed head of prime brokerage at Mirae Asset Securities, where he will promote the firm’s service capabilities, including US and global custody and clearing, global securities lending and repo
The company reports it is in the final stages of securing OTF approval from the Central Bank of Ireland prior to releasing an enhanced Swaptimization service to EU clients
John Burnett joins FIS’ European sales team, while Neil Fowler is added to the FIS Business Solutions Group as part of the firm’s investment in its securities finance and collateral business
ION’s Compliance SaaS solution enables real-time oversight of pre-and post-trading, and offers full coverage of asset types, with an automated compliance checking process and investment transparency
The UK financial regulator has fined The TJM Partnership slightly more than £2 million for control failures linked to cum-ex trading and money laundering