The UK financial regulator has fined The TJM Partnership slightly more than £2 million for control failures linked to cum-ex trading and money laundering
The paper digitisation service will launch this month for FX options and equity swaps and from September for fixed income options, commodity swaps and non-deliverable forwards
The European Securities and Markets Authority recognises a reporting implementation issue with Securities Financing Transactions, finding a significant number of issuers without an LEI
Following publication of derogation criteria under the European Commission Delegated Act in March, ESMA has identified nine data reporting service providers that it will directly regulate
The company’s new technology programme, 1Source, will use emerging technologies to address risk, cost and inefficiency in the securities finance industry, starting with eliminating reconciliation breaks and associated settlement fails