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Scaling businesses in Asia

Broadridge’s Darren Crowther sits down with Carmella Haswell to discuss the events shaping Asia’s key markets as the firm sets to expand in the region, as well as the technological trends catching the eye of clients

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The future of sec lending

Tim Smith, managing director of data insights at Hazeltree, delves into how regulation is transforming the securities lending landscape and how technology plays a critical role in this evolution

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PASLA: a roundup of the Asian market

Having attended the PASLA Conference in Singapore earlier this month, Carmella Haswell provides a roundup of major findings from the Association's key industry discussions

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Making a Mark

TP ICAP's Nichola Hunter and Adam Southern speak to Carmella Haswell about the firm's new "front-end refresh" and wider plans to drive the growth of its eRepo platform

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Transparency works both ways — is 10c-1a the wrong type of transparency?

Rule 10c-1a will increase transparency in the US securities lending market but not necessarily in the ways everyone wants or anticipates, says Broadridge's Martin Walker, head of product management at SFCM, and Valarie Thorgerson, senior director of product management

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Gearing up for a new deadline

Market participants reflect on the postponement of the ECB’s Eurosystem Collateral Management System. Carmella Haswell reports

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SEC publishes final 10c-1a reporting rules

On 13 October, the US securities markets regulator published its 10c-1a Final Rule designed to promote transparency in US securities lending markets by requiring parties to report the material terms of the trade by end of day on T+0. In the second part of this article, Bob Currie reviews these rules changes and what these imply for market participants

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SEC adopts Rule 10c-1 relating to reporting of securities lending trades

After issuing an initial document for public consultation in November 2021, the US Securities and Exchange Commission has now published the SEC 10c-1a Final Rule designed to promote transparency in securities lending markets by requiring parties to report the material terms of the trade by end of day on T+0. Bob Currie reports

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