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Regulators promise to think about looking into tightening short selling rules
This week’s hearing will be an opportunity for committee members to present their policy recommendations to the SEC for rule changes to mitigate the risks similar future events may pose to investors and market stability
The nation’s federal banking regulator is considering tweaking 2014’s supplementary leverage ratio
Witnesses from brokers, market utilities and universities are expected to call for amendments to Regulation SHO, Dodd-Frank, and Form 13F, while pitching new concepts for reporting securities lending activities
“It is past time that your agencies stop prioritising the wishes of Wall Street over the public good,” Waters tells US regulators
An SEC commissioner’s speech has given some indication of where the agency stands on further regulations post-GameStop
A half-forgotten section of the US Dodd-Frank Act is being eyed as a vehicle to enact greater oversight of short selling activities and stamp-out perceived market manipulation
Melvin Capital CIO’s testimony before the US House Committee on Financial Services will defend the fund’s short selling practices and highlight the personal attacks he endured during January’s events
The US Treasury’s revived hedge fund working group will continue where it left off, says Jonah Crane, who led the group in 2016, after the pandemic focused minds from both sides of the political aisle on market stressors
An SEC investigation, hearings in Congress, murmurs of new regulations and Wall Street rattled; not bad for a Roaring Kitty