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Global PSSL establishes Asset Owners Council


31 October 2024 UK
Reporter: Daniel Tison

Asset owners are forming the new council structure that will have Active Briefing Culture to increase transparency, clarity, and efficiency
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PASLA welcomes Barrenjoey as new member


31 October 2024 Australia
Reporter: Daniel Tison

The addition of the Australian financial services firm is part of the association’s commitment to expanding its footprint in the Australasia region
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FINRA issues US$475,000 fine to Interactive Brokers


24 October 2024 US
Reporter: Carmella Haswell

It was found the firm violated Exchange Act 15(c) and Exchange Act Rule 15c3-3(b)(l) when it returned shares to customers and thereby created or increased segregation deficits
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GLEIF opens new office in Mumbai


22 October 2024 India
Reporter: Daniel Tison

The establishment is designed to allow GLEIF to actively engage and directly collaborate with Indian LEI stakeholders and regulators at a localised level
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