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Citi appoints Rahul Saraf as head of its investment bank in India
23 July 2021 India
Reporter: Carmella Haswell

Rahul Saraf has been appointed head of investment banking for Citi’s India office after 16 years at the company

Rob Sackett joins JonesTrading
22 July 2021 US
Reporter: Carmella Haswell

Rob Sackett becomes global head of securities finance at JonesTrading after resigning from Wells Fargo in June 2021

William Liang joins SMBC Nikko Securities
22 July 2021 Japan
Reporter: Carmella Haswell

William Liang, former finance trader for Citi, has joined the Tokyo headquarters of SMBC Nikko Securities Inc

Jim Aris follows DB colleagues to MUFG
22 July 2021 UK
Reporter: Carmella Haswell

Jim Aris, former director at Deutsche Bank, has joined MUFG as an executive director at its London office

Q2 financial results: BlackRock, BNY Mellon and State Street
22 July 2021 US
Reporter: Alex Pugh

BlackRock, BNY Mellon and State Street post mixed securities finance revenue results for Q2

Rohit Verma joins LCH as Head of Asia Pacific
22 July 2021 Singapore
Reporter: Bob Currie

Verma moves from Citi into Singapore-based role, following Kate Birchall’s relocation to London as LCH head of sales

GPFA welcomes new community member Pacific Life
21 July 2021 US
Reporter: Carmella Haswell

Global Peer Financing Association announces Pacific Life as the newest member of its global beneficial owner community

Majority of firms moving to consolidate regulatory reporting requirements under single platform
21 July 2021 UK
Reporter: Alex Pugh

Pirum and IHS Markit’s survey examines whether industry expectations around SFTR implementation were met and how SFTR offers a blueprint for future regulations

NSCC reinforces clearing solutions for ETFs
20 July 2021 US
Reporter: Bob Currie

The DTCC clearing subsidiary adds clearing for muni and corporate bond ETFs and enhances automation for ETF collateral management

Global PSSL issues securities finance value chain transparency recommendations
20 July 2021 UK
Reporter: Alex Pugh

Designed to provide a means for continuous review and evaluation through voluntary collaboration, the recommendations propose a monitoring role for regulators and central banks as well as international organisations

Charles Li is elected to MarketAxess board of directors
20 July 2021 US
Reporter: Carmella Haswell

Charles Li, former chief executive of Hong Kong Exchanges and Clearing, has been elected to the board of directors for MarketAxess Holdings Inc

Santander to acquire Amherst Pierpont in multi-million dollar agreement
20 July 2021 US
Reporter: Carmella Haswell

Santander has announced an agreement to acquire independent fixed-income broker-dealer Amherst Pierpont Securities for US$600 million