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Pearce swaps FIS for TP ICAP
28 September 2020 New York
Reporter: Natalie Turner

TP ICAP has appointed former FIS senior sales executive Ann-Marie Pearce, as its newest broker

ESMA: Regulators and tax authorities must unite to thwart cum-ex
25 September 2020 Frankfurt
Reporter: Natalie Turner

The EU securities markets watchdog is calling for national regulators to gain new powers to share information and crackdown on cum-ex tax fraud

Women in Securities Finance explores emotional intelligence in webinar
25 September 2020 New York
Reporter: Natalie Turner

Emotional intelligence is the key to effective team management amid new COVID-19 lockdowns, says CEO of Centre for Advanced Emotional Intelligence

ESMA appoints new chair of CCP supervisory committee
24 September 2020 Frankfurt
Reporter: Natalie Turner

ESMA’s board of supervisors submitted its nominations in August for its new chair and independent members and the individuals have now been approved by the European Parliament

Deutsche Bank wins dismissal of Warburg’s cum-ex suit
24 September 2020 Frankfurt
Reporter: Drew Nicol

Deutsche Bank has dodged a €167 million cum-ex tax bill after Frankfurt Regional Court found it was not liable to pay for MM Warburg’s capital gains taxes

Deutsche Boerse's withdrawal from regtech raises concerns, says Cappitech
23 September 2020 London
Reporter: Natalie Turner

As the second regulatory service provider to leave the market this year, DB’s hub sale to MarketAxess is expected to inflate pricing and put pressure on clients to align with a single provider

MarketAxess snaps up Deutsche Boerse’s Regulatory Reporting Hub
23 September 2020 Frankfurt
Reporter: Drew Nicol

MarketAxess says acquiring the Regulatory Reporting Hub will help to further expand and enhance its established services particularly in Germany, France and the Nordics

Phil Buck resurfaces at Ediphy
23 September London
Reporter: Drew Nicol

Ediphy aims to be a one-stop partner for achieving best execution across a multitude of liquidity sources

Thailand to lift short selling restrictions
22 September 2020 Thailand
Reporter: Natalie Turner

PASLA has welcomed the Stock Exchange of Thailand’s decision to remove the uptick rule on short selling from next month and are encouraging other Asian markets to follow suit

Broadridge’s Paul Wilson gets new EMEA/APAC brief
22 September 2020 London
Reporter: Natalie Turner

Wilson’s previous role as account manager has been snapped up by Lisa Pickup, who has spent the past 14 years with Credit Suisse as a securities lending trader

Marsco launches securities lending programme with new chief
21 September 2020 New York
Reporter: Drew Nicol

The US online brokerage launched its securities lending programme in July — following its acquisition by Tiger Brokers — and wooed away Philip Sercia from TradeStation to run its new business

LSEG and Euronext enter exclusive talks on Borsa Italiana purchase
18 September 2020 London
Reporter: Natalie Turner

After receiving several offers for the Italian stock exchange, LSEG has selected Euronext’s proposal to pursue to the next stage of negotiations