A "very broad agreement" in favour of an EU financial transaction tax emerged at the start of the Economic and Monetary Affairs Committee's work on the legislative proposal...
The Conifer Group has announced the appointment of Howard Eisen to join its Securities sales team as it expands its client base to include alternative asset managers of all stripes...
As the Nigerian Stock Exchange moves closer to implementing naked short selling, rules are being finalised and dealing members are out, according to local media reports...
In a bid to boost sales and cut costs, ING has merged cash equities, equity derivatives and global securities finance into one unit, reports Bloomberg...
OCC's total cleared contract volume in 2011 reached 4.6 billion contracts, a 17 percent increase over the 2010 volume, marking the ninth consecutive year of record volume for the clearer...
Total trading volume at Eurex Group in 2011 was at 2.8 billion contracts in 2011 with average daily volume of 11.1 million contracts, an increase of 7 per cent over last year...
Norway's economic crime prosecutor has fined four finance companies NOK400,000 (€51,586) for allowing shares to be sold short before they were eligible for trading...
More data is required to monitor repo and securities lending markets to inform policy makers and researchers about firm-level and systemic risk, according to the Federal Reserve Bank of New York...
An options trader in the Chicago area agreed to pay more than $2 million to settle SEC charges alleging he violated the "locate" and "close out" requirements of RegSHO...