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Think before you diversify


31 March 2014 Luxembourg
Reporter: Georgina Lavers

A risk institute is cautioning institutional investors to look carefully at the effectiveness of their portfolio diversification...
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Thomson Reuters on Toronto shorting list


26 March 2014 Toronto
Reporter: Georgina Lavers

In the Toronto Stock Exchange’s report, produced twice a month, the top 20 largest consolidated short positions were as follows...
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Lack of liquidity management could prove catastrophic


26 March 2014 London
Reporter: Georgina Lavers

SmartStream Technologies has written a paper to help banks identify the implications and solutions needed to meet the intraday liquidity regulatory monitors, scheduled for enforcement from January 2015...
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Asia Pac hot stocks to watch


25 March 2014 London
Reporter: Georgina Lavers

The Chinese sourcing giant Li & Fung plans to spin off its branding and licensing division after 2013 profits climbed 17 percent, thanks to a turnaround in its US business...
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Compliance firm seeks Lombard assistance


24 March 2014 London
Reporter: Georgina Lavers

The firm Compliancy Services has selected Lombard Risk Management to provide their clients with regulatory returns submission services...
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SL-x is FCA approved


24 March 2014 London
Reporter: Georgina Lavers

The Financial Conduct Authority has approved SL-x’s application to commence operating as a multilateral trading facility...
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Clearstream GSF grows 3 percent


21 March 2014 Frankfurt
Reporter: Georgina Lavers

Clearstream’s February 2014 figures have shown assets under custody increasing, and continued growth across settlement and securities financing seemingly showing early customer support of the firm’s T2S strategy...
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FINRA lays £1.1mn fine on Citi


20 March 2014 Washington
Reporter: Georgina Lavers

Citi has received a slap on the wrist to the tune of $1.1 million, after violating FINRA’s short selling rules...
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Hong Kong gets collateral refresh


20 March 2014 Hong Kong
Reporter: Georgina Lavers

Southeast Asia Traders has enhanced its collateral management platform in Hong Kong...
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Meridian buyout adds lending for clients


19 March 2014 Bermuda
Reporter: Georgina Lavers

Mitsubishi UFJ Fund Services is to acquire Meridian Fund Services Group, a fund administrator with $14 billion AUA...
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Risks still persist, says ESMA


17 March 2014 Paris
Reporter: Mark Dugdale

Stress in EU securities markets has decreased, but key markets and investors continue to face substantive risks, according to the European Securities and Markets Authority...
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Klain connects QASymphony and Doran Jones


14 March 2014 London
Reporter: Georgina Lavers

QASymphony, a developer of quality assurance software testing tools, has partnered up with Doran Jones to sell its software tools...