Norway's economic crime prosecutor has fined four finance companies NOK400,000 (€51,586) for allowing shares to be sold short before they were eligible for trading...
Ampio pharmaceuticals believes that increased volatility and volume in its common stock was a result of factually inaccurate and purposely misleading information being published on the internet...
The Central Bank of Ireland has announced the end of the ban on short selling of certain financial instruments, which has been in place since September 2008...
More data is required to monitor repo and securities lending markets to inform policy makers and researchers about firm-level and systemic risk, according to the Federal Reserve Bank of New York...
An options trader in the Chicago area agreed to pay more than $2 million to settle SEC charges alleging he violated the "locate" and "close out" requirements of RegSHO...
FINRA has announced that it has fined Credit Suisse $1.75 million for violating RegSHO and failing to properly supervise short sales of securities and marking of sale orders. ...
Penson Worldwide has announced plans to close its UK operation over the next few months, and to sell certain of the operation’s assets to third parties...
Lombard Risk Management has acquired the regulatory reporting business of SOFGEN for US$4,250,000 payable in a combination of cash, loan notes and equity...
The life insurance industry has been forced to adjust against a backdrop of exceptionally low interest rates in search of higher returns. In doing so, some names have attracted the attention of short sellers
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