He has over 30 years of experience in financial, technology, and data solutions, most recently serving as co-head of infomediary data solutions at Brown Brothers Harriman.
Included in the plan is a code of conduct for market participants which confirms 11 October 2027 as the first trading date in the UK cash equities for settlement on T+1
This is the first time the Financial Industry Regulatory Authority has charged a firm with violating its Rule 4330, which establishes the permissible use of customers’ securities to ensure customer protection
As chair of the Credit Risk Committee, Vipul Bhagat is responsible for recommending comprehensive risk policies, ensuring rigorous compliance monitoring, and providing investment risk oversight
