EU securities market regulator fines DTCC Derivatives Repository Plc €408,000 for EMIR breaches relating to data confidentiality and for failing to provide direct and immediate data access to regulators
Ex Nomura, Citi and Bailrigg project manager brings prime brokerage, equity finance and asset servicing experience, alongside professional development and change management expertise
Global macro strategies will be strongest beneficiaries of new investment flows, with 32 per cent of investor respondents planning to increase allocations to this fund segment, according to AIMA and HFM survey
Short interest in US-listed Hong Kong and China stocks, as a percentage of public free float, has contracted from 5.67 to 3.81 per cent ytd, but is expected to climb in weeks ahead, predicts S3 Partners.
“We have been impressed by the resilience of Broadridge’s systems and, as a technology partner, Broadridge understands and supports multiple markets," says Andy Maynard
Financial Stability Board publishes report to the G20 on LIBOR transition, telling the market to choose robust reference rates for the stake of financial stability