FIS’s Brian Traquair has retired after 15 years at the company. He most recently served as group executive vice president of capital markets, based in Toronto...
Cowen Group has onboarded the first customers to its newly-launched international prime brokerage business following an extensive acquisition and hiring campaign...
07 December 2016 Washington DC Reporter: Drew Nicol
The US Securities and Exchange Commission has fined an online broker for failing to register security-based swaps that were sold to shareholders in pre-initial public offering companies...
The Shanghai Stock Exchange, in concert with the Shenzhen Stock Exchange, has significantly increased the number of underlying stocks available for securities lending, while also loosening the reins on margin trading rules...
US retailer Restoration Hardware has attracted more than double the short interest than any other firm in North America in the week ahead of earnings, according to an IHS Markit research note...
02 December 2016 Washington DC Reporter: Drew Nicol
Investment management firm PIMCO has been fined $20 million by the US SEC for misleading investors about the performance of one its first actively managed ETFs...
