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AIFMs’ queries on SFTR answered


07 October 2016 Brussels
Reporter: Stephanie Palmer

The ESMA has continued its campaign for clarity around the SFTR, responding to a request for clarification on its effect on alternative investment fund managers...
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ISLA: Opaque post-trade must change


06 October 2016 London
Reporter: Drew Nicol

Post-trade lacks the transparency enjoyed by the front and middle offices and the time to upgrade is now, according to conference panellists...
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ISLA: Post-trade revamp essential to efficient lending


06 October 2016 London
Reporter: Drew Nicol

The revenue opportunities that exist in optimising post-trade systems are far greater than those on offer in investing in pre-trade technology, according to conference panellists...
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ISLA: Brexit will leave UK in legal limbo


06 October 2016 London
Reporter: Drew Nicol

A 'hard' Brexit will leave UK-based securities lending businesses in a regulatory no man's land, according to speakers at the International Securities Lending Association's Post-Trade Conference in London...
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Albert Fried under new management


06 October 2016 New York
Reporter: Mark Dugdale

Canada’s TD Securities is expanding in the US with the acquisition of New York-based broker-dealer Albert Fried & Company...
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ESMA raises concern of leverage from SFTs


05 October 2016 Paris
Reporter: Drew Nicol

The European Securities and Markets Authority has suggested that securities finance transactions lead to a build up of leverage that could threaten financial stability...
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Italy’s Consob extends shorting ban


04 October 2016 Rome
Reporter: Drew Nicol

The Italian regulator Consob has extended the short selling ban on Banca MPS shares until 5 January 2017...
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OCC enjoys sec lending summer growth


04 October 2016 Chicago
Reporter: Drew Nicol

The Options Clearing Corporation’s securities lending volume grew by 29 percent in new loans in September, compared to the same time last year...
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ESMA bows to market pressure on SFTR


03 October 2016 Paris
Reporter: Drew Nicol

The European Securities Markets Authority has avoided creating a “major liquidity issue” by revising the Securities Financing Transactions Regulation’s collateral reporting rules...