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EU to recognise third country CCPs


31 October 2014 Brussels
Reporter: Stephen Durham

The European Commission has adopted its first equivalence decisions for the regulatory regimes of CCPs in Australia, Hong Kong, Japan and Singapore...
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More routes to market needed, says Citi


31 October 2014 New York
Reporter: Mark Dugdale

Changes in market structure and new capital requirements have driven securities lending activity away from a maximum utilisation approach...
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ESMA: the tip of the shorting iceberg


30 October 2014 London
Reporter: Stephen Durham

The European Securities and Markets Authority (ESMA) has a total of 442 disclosed short positions under the rule (EU) 236/2012 that exceed the 0.5 percent threshold, as of 25 September...
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SunGard's hottest stocks


30 October 2014 Global
Reporter: Stephen Durham

The hottest stocks from around the globe for the week beginning 27 October 2014 have been compiled by SunGard’s Astec Analytics...
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Rule Financial recruits specialist Tony Sodhi


30 October 2014 London
Reporter: Becky Butcher

Tony Sodhi is the new addition of the business consulting group at Rule Financial. The new role requires Sodhi to work as a specialist to provide business advice to clients in post trade operations and derivatives...
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4sight hires Edward Cockram


29 October 2014 New York
Reporter: Becky Butcher

4sight Financial Software has recruited Edward Cockram as North American product consulting director...
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Solid week for software firms


29 October 2014 London
Reporter: Stephen Durham

Software firms have seen significant demand to borrow in the run up to Q3 earnings results, according to research from Markit...
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AxiomSL launches SEC reporting system


29 October 2014 New York
Reporter: Stephanie Palmer

AxiomSL has launched a new system to simplify the Sea Rule 15c3-1 net capital reporting requirements for broker-dealers in the US...
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Jim Coppola heads to CFA Institute


28 October 2014 New York
Reporter: Mark Dugdale

Jim Coppola, the former head of securities finance and delta one derivatives at Daiwa Capital Markets America, has joined the CFA Institute...