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CSRC management shake-up - Business Week


31 October 2011 Shanghai
Reporter: Anna Reitman

China's government has announced that chairman Guo Shuqing will become head of China's securities watchdog as part of the biggest regulatory reshuffle in a decade, according to Business Week (BW)...
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FSB identifies risks of securities lending


28 October 2011 Basel
Reporter: Anna Reitman

Cash collateral re-investment programmes will be scrutinised by the Financial Stability Board (FSB) among a package of measures aimed at addressing systemic risks posed by the shadow banking system...
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FINRA fines UBS Securities $12m


26 October 2011 Washington
Reporter: Anna Reitman

The Financial Industry Regulatory Authority (FINRA) has announced that it has fined UBS Securities $12 million for violating RegSHO and failing to properly supervise short sales of securities...
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IROs negative on short selling - BNY Mellon survey


25 October 2011 New York
Reporter: Anna Reitman

Some 64 per cent of investor relations offices (IROs) within companies globally think short selling has a negative impact on the trading environment, according to a BNY Mellon survey...
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Merlin Securities appoints new market strategy chief


25 October 2011 New York
Reporter: Anna Reitman

Merlin Securities has announced the appointment of Rick Bensignor as chief market strategist to address the prime brokerage services firms' increasingly sophisticated client base...