FINRA has announced that it has fined Credit Suisse $1.75 million for violating RegSHO and failing to properly supervise short sales of securities and marking of sale orders. ...
Penson Worldwide has announced plans to close its UK operation over the next few months, and to sell certain of the operation’s assets to third parties...
Lombard Risk Management has acquired the regulatory reporting business of SOFGEN for US$4,250,000 payable in a combination of cash, loan notes and equity...
Kellner Dileo makes two key hires in the securities lending division, appointing Alfonso Iervolino and Robert Dowd as senior vice presidents based in New York.....
The life insurance industry has been forced to adjust against a backdrop of exceptionally low interest rates in search of higher returns. In doing so, some names have attracted the attention of short sellers
The securities lending and borrowing market in Thailand has had its busiest year ever, thanks to a combination of economic uncertainty in Europe and a recent relaxation of controls on trading...
Citi mandated to provide securities lending services through its OpenLendSM platform for the State of Washington Office of the State Treasurer (OST)......
