All latest securities finance news

Maxim Group LLC expands into prime brokerage

04 November 2010 New York
Reporter: Justin Lawson

Maxim Group LLC, a leading full service investment banking, securities and wealth management firm, today announced the appointment of Steven Simmons as a Senior Vice President and head of Maxim's Prime Services division.

Coastal Pacific Mining added to naked short list

04 November 2010 Calgary
Reporter: Justin Lawson

Coastal Pacific Mining Corp. (OTCBB: CPMCF) ("Coastal Pacific" or the "Company"), announced today that BUYINS.NET, reported that Coastal Pacific Mining has been added to the Threshold Security Lists (aka "Naked Short List").

RMA warns SEC against proxy voting changes

03 November 2010 New York
Reporter: Ben Wilkie

The Risk Management Association's (RMA) Committee on Securities Lending has called on the Securities and Exchange Commission to support further study of "empty voting" before making changes to the proxy voting system...

Tradestation hires Kenealy

03 November 2010 Chicago
Reporter: Ben Wilkie

TradeStation Prime Services has added John Kenealy to its team. Kenealy will serve as vice president of TradeStation Prime Services and will head up the company's Chicago office.

Q3 results for SocGen

03 November 2010 Paris
Reporter: Ben Wilkie

Societe Generale has announced its results for the third quarter of 2010, and the first nine months of the year...

EXCLUSIVE: Zirpolo joins Kellner DiLeo and Co.

03 November 2010 New York
Reporter: Justin Lawson

Kellner DiLeo has announced that Rory Zirpolo has joined as Principal and Head of Securities Lending. Zirpolo serves as the portfolio manager of KDC Alpha, a matched book securities lending portfolio.

riskart introduces collateral management module

03 November 2010 Milan
Reporter: Steven Lafferty

riskart S.p.A. has introduced a new Collateral Management module that integrates its state-of-the-art back office OTC derivatives processing application....

CCP Update: A story we missed

02 November 2010 London
Reporter: Steven Lafferty

Having missed this while we were away at the RMA Securities Lending Conference we thought we would still share it with you; Catalyst a financial markets consultancy has launched a central counterparty practise.

DTCC begins next step to market transparency

02 November 2010 New York
Reporter: Justin Lawson

The DTCC has begun publishing the financial industry's first index to list average daily interest rates for the multi-billion-dollar daily market in General Collateral Finance (GCF) repurchase agreements (repos).

OCX.NoDiv, launched as an Equity Finance tool

01 November 2010 Chicago
Reporter: Justin Lawson

OneChicago LLC, the only US regulated all-electronic exchange for trading security futures, has created a new single stock futures product called OCX.NoDiv.

dbSelect platform receives ISAE 3000 assurance

01 November 2010 London
Reporter: Steven Lafferty

Deutsche Bank has received independent assurance under the International Standard on Assurance Engagements (ISAE) 3000 on its dbSelect platform, Deutsche Bank's platform for accessing liquid hedge fund strategies.

Deutsche Bank reports results

01 November 2010 Frankfurt
Reporter: Ben Wilkie

Deutsche Bank has reported results for the third quarter and first nine months of 2010...

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