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FINRA chairmen to retire in 2016


02 November 2015 New York
Reporter: Drew Nicol

The Financial Industry Regulatory Authority’s (FINRA) chairman and CEO Rick Ketchum is retiring in the second half 2016...
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SEC appoints two new associate directors


22 October 2015 Washington DC
Reporter: Drew Nicol

The Securities and Exchange Commission has appointed two new associate directors to its clearing and settlement office...