ASIFMA’s board of directors — the association’s governing body — is composed of 28 senior representatives from member firms, including BlackRock, Bank of America and BNP Paribas
McIntyre’s DTCC Global Trade Repository expertise will support Kaizen’s clients with their trade repository services, derivatives and securities financing transactions requirements
The UK regulator’s Markets Practitioner Panel provides external and independent input to the FCA from the point of view of financial market participants
BCS Global Markets is the Global Markets and Investment Banking division of BCS Financial Group, which offers prime brokerage and investment banking services for institutions, corporates and high-net-worth individuals
The UK-based financial consultancy’s new advisory board is made up of regulation, technology, law and financial services heavyweights, who between them have decades of experience in all aspects of the regulatory landscape
Hubbard joins as senior vice president, managing director of the US multinational financial services company, which recently began offering automated lending via its Fidelity Agency Lending platform
David Saltiel will assist the SEC in executing its responsibility for maintaining fair, orderly, and efficient markets, providing day-to-day oversight of the major securities market participants
In his new role, Taylor will help shape Broadridge’s international go-to-market strategy, drive business development and expand the wider international solution sales team
Ye brings 20 years of leadership experience in financial and operational risk management to his new role where he will be responsible for implementing OCC’s risk management strategy