The guidelines provided by the financial markets regulator aim to enhance the harmonisation and standardisation of reporting under the upcoming European Market Infrastructure Regulation
These guidelines provide templates for applications to operate any form of DLT market infrastructure under the DLT Pilot Regulation, including a DLT MTF, a DLT settlement system or a DLT trading and settlement system
The US Securities and Exchange Commission has proposed implementation of a best execution regulatory framework that will fall under the Commission’s own rule-book, along with steps to tighten up insider-trading rules
In its latest Financial Stability Report, the Bank of England finds that the UK banking sector is resilient to a further economic downturn, but it recognises a need to monitor the build up of stress in LDI funds and the NBFI sector
Through its review of the Short Selling Regulation, the government aims to gauge whether the UK’s approach to regulating the short selling of shares reflects the current circumstances of the post-Brexit UK market
01 December 2022Ireland, Luxembourg Reporter: Bob Currie
The Central Bank of Ireland and Commission de Surveillance du Secteur Financier yesterday wrote to managers of GBP LDI funds outlining actions to protect fund resilience, including the impact of market shocks on collateral calls and forced sales
Phase 6 of the Uncleared Margin Rules is expected to continue for a “long period of time” as approximately 900 firms are in the monitoring phase and are not “fully engaged” in UMR
23 November 2022United Kingdom Reporter: Lucy Carter
During the ‘Regulation’ panel, speakers discussed the current state of regulation in the industry, including the relationships between regulators and the market, what clients are looking for and what might lie ahead
The European Central Bank has increased the limit for securities lending against cash collateral by Eurosystem central banks from €150 billion to €250 billion, following a decision yesterday by the ECB Governing Council
BlackRock has announced a partnership with Proxymity to expand its Voting Choice programme, the firm’s proxy voting system, offering a pilot scheme for individual investors in select UK mutual funds
