Reg-X is a provider of reporting and compliance solutions in the regulatory space, which includes regulatory reporting solutions, platforms and consulting services
Trading platform Poloniex neither admitted nor denied the Securities and Exchange Commission’s findings but has nonetheless agreed to a cease-and-desist order and to pay disgorgement
The updated SFTR Validation Rules and XML Schemas form part of ESMA’s rules and guidance on implementing SFTR provisions, setting out what needs to be reported to TRs
UnaVista, the regulatory reporting platform owned by London Stock Exchange Group, has announced that it will discontinue its SFTR trade repository service from 31 January 2022
In a recent Torstone Technology survey, 60 per cent of institutions said that settlement failures, attributed to inadequacies of the middle-office, are still a significant problem for their business
The European Banking Authority has launched a public consultation on draft regulatory technical standards detailing criteria for identifying shadow banking entities for the purpose of reporting large exposures
Pirum and IHS Markit’s survey examines whether industry expectations around SFTR implementation were met and how SFTR offers a blueprint for future regulations
