All regulation news

ESMA releases final report on UCITS Eligible Assets Directive

27 June 2025 Europe
Reporter: Carmella Haswell

The regulation is an implementing directive providing clarification on the assets a Undertakings for Collective Investment in Transferable Securities fund can invest in

SEC extends compliance date for broker-dealers

26 June 2025 US
Reporter: Carmella Haswell

The Rule 15c3-3 amendments require certain broker-dealers to increase the frequency of required reserve computations from weekly to daily

ESMA calls for evidence on streamlining financial transaction reporting

23 June 2025 Europe
Reporter: Jack McRae

ESMA hopes to enhance efficiency and reduce costs as well as maintain strong levels of transparency and oversight from the authorities

ISLA: A new regulatory dawn

20 June 2025 Spain
Reporter: Carmella Haswell

The ‘Leaders’ Perspectives & Predictions’ session, moderated by Andrew Dyson, ISLA CEO, provided a deep dive into the retail sector and the key regulatory changes impacting firms globally

CASLA: Geopolitics presents heavy impact on financial legislation

03 June 2025 Canada
Reporter: Carmella Haswell

Market participants at this year’s CASLA conference discuss the regulatory regimes impacting the securities lending market, and the role geopolitics plays in legislation

ECMS gets the green light for go-live

19 May 2025 Europe
Reporter: Carmella Haswell

After migration is completed over the weekend, ECMS operations are expected to start on 16 June at 07:00 CET

ASIC sues Macquarie Securities for systemic misleading conduct

14 May 2025 Australia
Reporter: Daniel Tison

In its first short sale reporting case, ASIC alleges the misleading conduct was due to multiple systems-related issues, many of which remained undetected for over a decade

Hazeltree partners with Reg-X

14 May 2025 UK
Reporter: Carmella Haswell

The collaboration aims to bring fully-automated, transparent regulatory reporting to Hazeltree’s global network of clients

ISDA extends DRR to support revised Canadian reporting rules

13 May 2025 Netherlands
Reporter: Carmella Haswell

The revisions are being implemented by the Canadian Securities Administrators and are scheduled for implementation on 25 July 2025

ISDA to extend DRR to cover MiFID and MiFIR

07 May 2025 Europe
Reporter: Carmella Haswell

The association is also working with the Depository Trust & Clearing Corporation to integrate the ISDA DRR into DTCC’s Global Trade Repository MiFID/MiFIR ARM

European Council to exempt SFTs from T+1

07 May 2025 Europe
Reporter: Carmella Haswell

SFTs are financial transactions that allow investors and firms to use assets such as the shares or bonds they own, to secure funding for their activities

ECB introduces changes to credit facility for euro-area CCPs

01 May 2025 EU
Reporter: Daniel Tison

Activation of the dedicated Eurosystem overnight credit facility will no longer require a decision by the Governing Council to ensure prompt operationalisation

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