All regulation news

IHS Markit and Pirum Systems adds UTI sharing service to SFTR solution

06 November 2019 London
Reporter: Maddie Saghir

“As we learned with EMIR, UTI sharing can be a major challenge for firms and regulators as they aim to get a meaningful view of all the data submitted to trade repositories,'' says IHS Markit’s Pierre Khemdoudi

EquiLend sets deadline for SFTR solution sign-up

06 November 2019 New York
Reporter: Maddie Saghir

EquiLend has warned prospective users of its SFTR reporting service that they must commit to its solution by 15 November in order to be fully prepared for the regulation’s go-live in April 2020

SFTR XML schemas arrives late and defective

06 November 2019 Paris
Reporter: Drew Nicol

Industry figures fear déjà vu on regulatory reporting difficulties for SFTR as ESMA belatedly publishes the third draft of its XML schemas, despite it not being ISO-approved and known defects remaining in several messages

SimCorp's cloud-based SFTR reporting solution goes live

04 November 2019 London
Reporter: Drew Nicol

Investment management solutions provider SimCorp has thrown its hat into the ring of SFTR solutions with a cloud-based end-to-end reporting platform

Deutsche Boerse reshuffles management ahead of CSDR buy-in service launch

23 October 2019 Frankfurt
Reporter: Drew Nicol

Deutsche Boerse’s Eurex Repo and soon-to-launch CSDR buy-in agent service gain new management

OCC revamps regulatory oversight committee following SEC fine

21 October 2019 Chicago
Reporter: Maddie Saghir

The Options Clearing Corporation is ahead of schedule in its effort to rectify shortcomings in its risk management procedures that led to a $20 million fine by the US SEC early in the year

French withholding tax confusion to be resolved this year

16 October 2019 RMA 2019
Reporter: Drew Nicol

The French tax and regulatory authority is expected to publish new guidance by the end of the year to dispel market uncertainty around the country’s withholding tax on manufactured payments.

CMF: "SaaS solutions are key for reducing costs" speaker says

15 October 2019 Amsterdam
Reporter: Maddie Saghir

SaaS solutions can provide operational and economical workflow optimisation which will be a vital piece of the puzzle for reducing costs for regulations such as SFTR, says a Fleming Collateral Management Forum banking panellist