All regulation news

Broadridge launches change management service for SFTR compliance

18 June 2019 New York
Reporter: Jenna Lomax

The new service provides a practical blueprint for front-to-back changes to overall architecture, organisational structure, business processes and location strategy

Pirum and IHS Markit complete successful SFTR testing with Rabobank

18 June 2019 London
Reporter: Maddie Saghir

Pirum Systems and IHS Markit have successfully completed a full end-to-end test with Rabobank in preparation for the upcoming SFTR through DTCC’s GTR service

REGIS-TR and Comyno partner on SFTR

18 June 2019 Frankfurt
Reporter: Becky Butcher

Comyno and REGIS-TR have teamed up to provide an integrated Securities Financing Transactions Regulation (SFTR) solution

Delta Capita appoints Emerson Boix for SFTR testing

12 June 2019 London
Reporter: Jenna Lomax

Delta Capita has appointed Emerson Boix to lead its Securities Financing Transactions Regulation Test Consortium technical implementation

DTCC to support Catena, CSS and Finastra with SFTR

10 June 2019 New York
Reporter: Maddie Saghir

DTCC has partnered with Catena, CSS and Finastra to support their mutual clients who will leverage DTCC’s GTR service for SFTR

Investment banks ‘overconfident’ on SFTR compliance

10 June 2019 London
Reporter: Jenna Lomax

Tier one, tier two and tier three investment banks are ‘overconfident’ about the EU’s new Securities Financing Transactions Regulation implementation, according to a new Regulatory Outlook Report from Luxoft

ISLA: Still “much to be done” to land SFTR

07 June 2019 London
Reporter: Maddie Saghir

While ISLA remains fully committed to SFTR’s implementation timeline, they are still mindful of the considerable work and testing that needs to be done

AMF plans to improve European rulebook

06 June 2019 Paris
Reporter: Maddie Saghir

The French financial markets regulator, Autorité des marchés financiers, is making concrete proposals to improve the quality of the European rulebook and its ability to evolve

Barclays, Goldman Sachs and J.P. Morgan sign up for DTCC’s GTR

04 June 2019 London
Reporter: Jenna Lomax

Barclays, Goldman Sachs and J.P. Morgan will use DTCC’s global trade repository service in order to meet their regulatory obligations under the Securities Financing Transactions Regulation

CASLA: ESMA SFTR Level III paper presents last chance for changes

31 May 2019 Toronto
Reporter: Maddie Saghir

ESMA's SFTR Level III consultation paper could present the last opportunity to make changes, a panel warned at the CASLA conference

Deutsche Boerse’s regulatory reporting hub to start SFTR services

29 May 2019 Frankfurt
Reporter: Jenna Lomax

Deutsche Boerse’s regulatory reporting hub is adding a new solution for the Securities Financing Transactions Regulation to its suite of regulatory reporting services

ESMA deliver SFTR Level III guidance

28 May 2019 Paris
Reporter: Maddie Saghir

ESMA has delivered its SFTR Level III document, which sets out key explanatory details regarding the information to be submitted by trade repositories to ESMA

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