Home   News   Features   Interviews   Magazine Archive   Symposium   Industry Awards  
Subscribe
Securites Lending Times logo
Leading the Way

Global Securities Finance News and Commentary
≔ Menu
Securites Lending Times logo
Leading the Way

Global Securities Finance News and Commentary
News by section
Subscribe
⨂ Close
  1. Home
  2. Regulation news
  3. All regulation news

All regulation news

Generic business image for news article

CMF: Too many cooks


20 October 2016 Amsterdam
Reporter: Drew Nicol

There are too many differences between regional regulations and not enough will from regulators to align them, according to speakers at the 10th Fleming Collateral Management Forum...
Generic business image for news article

New York pension funds taken to task by DFS


18 October 2016 New York
Reporter: Drew Nicol

The New York State Common Retirement Fund, the investment arm of several New York state pension funds, has been accused of running “misguided investment scheme” and failing to “adjust and anticipate potential future losses” in a scathing repo
Generic business image for news article

AIFMs’ queries on SFTR answered


07 October 2016 Brussels
Reporter: Stephanie Palmer

The ESMA has continued its campaign for clarity around the SFTR, responding to a request for clarification on its effect on alternative investment fund managers...
Generic business image for news article

ESMA raises concern of leverage from SFTs


05 October 2016 Paris
Reporter: Drew Nicol

The European Securities and Markets Authority has suggested that securities finance transactions lead to a build up of leverage that could threaten financial stability...
Generic business image for news article

ESMA bows to market pressure on SFTR


03 October 2016 Paris
Reporter: Drew Nicol

The European Securities Markets Authority has avoided creating a “major liquidity issue” by revising the Securities Financing Transactions Regulation’s collateral reporting rules...
Generic business image for news article

SEC agrees next step in T+2 transition


29 September 2016 Washington DC
Reporter: Drew Nicol

The US Securities and Exchange Commission has voted in favour of shortening the standard settlement cycle for broker-dealer securities transactions from T+3 to T+2...
Generic business image for news article

Regulations compounding collateral shortfall


28 September 2016 Geneva
Reporter: Drew Nicol

The transparency requirement of regulations such as Dodd-Frank and the EMIR are contributing to the market's collateral shortfall, according to respondents of an independent survey commissioned by SIX Securities...
Generic business image for news article

SIFMA bangs the drum for securities lending


23 September 2016 Washington DC
Reporter: Drew Nicol

The securities lending market is not a systemic risk and therefore should not be constrained by regulation, according to the Securities Industry and Financial Markets Authority...
Generic business image for news article

EU regulators dismiss OTC amendments


12 September 2016 Basel
Reporter: Drew Nicol

Three European regulators have joined forces to voice their disagreement with the European Commission’s proposed amendments to the final draft RTS for OTC derivatives...
Generic business image for news article

AFME wades into asset segregation debate


07 September 2016 Brussels
Reporter: Drew Nicol

The Association for Financial Markets in Europe has joined the chorus of industry bodies calling for global consistency across asset segregation regulations...
Generic business image for news article

FSB on track for 2018 shadow banking deadline


05 September 2016 Basel
Reporter: Drew Nicol

The Financial Stability Board is committed to meeting its December 2018 deadline for implementing its reporting framework on ‘shadow banking’, according to its progress report on tackling data gaps in financial markets...