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SEC fines CBOE for short selling failures


13 June 2013 Washington DC
Reporter: Mark Dugdale

The Chicago Board Options Exchange will pay a $6 million penalty and implement major remedial measures for “[failing] to enforce or even fully comprehend rules to prevent abusive short selling”...
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BofE wards off 'private interest' CCPs


12 June 2013 London
Reporter: Georgina Lavers

The Bank of England has released a new article on central counterparties in light of its new responsibilities for the supervision of securities settlement systems and CCPs in the UK...
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Short selling regulation needs some fine-tuning


05 June 2013 Paris
Reporter: Mark Dugdale

The EU’s new short selling regulation has had a positive effect on market transparency and reducing the risk of settlement failure in Europe, but adjustments do need to be made, the European Securities and Markets Authority has found...
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Another attempted boost for India's SLB market


31 May 2013 Mumbai
Reporter: Georgina Lavers

Indian regulator SEBI announced that it will increase the number of stocks allowed to be borrowed and lent, in efforts to ramp up the securities lending market in the country...
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The FTT: Perverse and unacceptable


30 May 2013 London
Reporter: Georgina Lavers

A recent paper has warned that current EU proposals for a Financial Transactions Tax (FTT) will drive business away from London and to New York...
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CJEU names a date for UK short selling challenge


17 May 2013 Luxembourg
Reporter: Mark Dugdale

A UK challenge to the extended authority of the European Securities and Markets Authority under the EU Regulation on Short Selling will be heard in the Court of Justice of the EU on 11 June...
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ICMA European Repo Council: “FTT will be disruptive”


07 May 2013 London
Reporter: Georgina Lavers

A paper from the ICMA’s European Repo Council explains the importance of collateral whilst highlighting how the proposed Financial Transaction Tax (FTT) would impact its movement...
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Greece extends short selling ban yet again


01 May 2013 Athens
Reporter: Georgina Lavers

Greece's capital markets regulator has decided to extend its ban on short selling until the end of July, stating that the decision was due to the country’s recapitalisation plan...
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Basel III beckons for securities finance


25 April 2013 Concord
Reporter: Mark Dugdale

A new report from Finadium reviews the effects of Basel III on securities finance and looks at how banks are addressing funding considerations...