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Cum-ex: legal opinions are no sure defence, warn tax experts
20 October 2020
Reporter Drew Nicol

“What is clear that merely going through the motions of obtaining advice, which on the face of it may provide some comfort, will not afford a blanket defence,” Rahman Ravelli director tells SLT

ISLA forms three new “broader” steering groups
16 October 2020
Reporter Natalie Turner

The three additional groups will cover regulation, market practices and collateral management

Delta Capita acquires Dutch consultancy firm
15 October 2020
Reporter Drew Nicol

Delta Capita is set to gain Dutch consultancy firm Voogt Pijl & Partners in order to grow its Benelux footprint as part of its long-term global expansion strategy

UK’s FCA concludes first SSR enforcement against HK asset manager
14 October 2020
Reporter Drew Nicol

The regulator’s first-of-its-kind SSR fine was handed to Asia Research and Capital Management for failing to report hundreds of equity swaps transaction used to hedge its investment in Premier Oil between 2017 and 2019

Broadridge to streamline solution for Britannia Global Markets
13 October 2020
Reporter Natalie Turner

Britannia Global Markets has selected Broadridge Financial Solutions to mutualise a solution increasing efficiency, improving business controls that mitigates risk

SFTR: Buy side start reporting
12 October 2020
Reporter Drew Nicol

Buy-side members must begin reporting their SFTs from today as part of the third phase of implementation

Deutsche Bank to create service for securities settlement delays
09 October 2020
Reporter Maddie Saghir

Deutsche Bank is set to launch an enhanced securities settlement service that proactively identifies in-flight security transactions at risk of settlement delay

Martin Wingate swaps Calypso for FIS
09 October 2020
Reporter Natalie Turner

Martin Wingate has resurfaced as a business solutions consultant for FIS after leaving Calypso last month.

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