Home   News   Features   Interviews   Magazine Archive   Symposium   Industry Awards  
Subscribe
Securites Lending Times logo
Leading the Way

Global Securities Finance News and Commentary
≔ Menu
Securites Lending Times logo
Leading the Way

Global Securities Finance News and Commentary
News by section
Subscribe
⨂ Close
  1. Home
  2. Regulation news
  3. All regulation news

All regulation news

Generic business image for news article

Spain extends short selling ban


23 October 2012 Madrid
Reporter: Jenna Jones

Spain’s regulator the CNMV has decided to extend a ban on short selling for an additional week and has submitted a proposal to ESMA to impose a further three month ban, effective from 1 November 2012...
Generic business image for news article

FATCA prompts Americans to relinquish citizenship


22 October 2012 New York
Reporter: Georgina Lavers

American citizens who live outside of the US are increasingly considering renouncing their US citizenship as the government prepares to roll out FATCA, said the chief executive of a financial advisory firm...
Generic business image for news article

Flash crash reforms may not be enough


19 October 2012 London
Reporter: Mark Dugdale

Researchers have claimed that US ‘flash crash’ reforms will fail to avert another market meltdown unless they are coupled with new liquidity-based circuit breakers...
Generic business image for news article

IOSCO Money Market Fund reforms address NAVs


11 October 2012 Madrid
Reporter: Georgina Lavers

The International Organization of Securities Commission (IOSCO) has published a final report on policy recommendations for Money Market Funds...
Generic business image for news article

ASIC threatens second short selling ban


24 September 2012 Canberra
Reporter: Jenna Jones

Australian regulators have said that a new ban on short selling will be implemented if a situation similar to the global financial crisis reoccurs...
Generic business image for news article

US SEC drops MMF proposals


28 August 2012 Washington, DC
Reporter: Mark Dugdale

Proposals that would have reformed the multi-trillion dollar US money market fund (MMF) industry were dropped after three US SEC commissioners objected to them...
Generic business image for news article

Nigeria names securities lending agents


21 August 2012 Lagos
Reporter: Mark Dugdale

The Nigeria Securities & Exchange Commission has approved United Bank of Africa (UBA) and Stanbic IBTC as securities lending agents for equities and bond transactions at the Nigeria Stock Exchange, according to reports...
Generic business image for news article

ISDA publishes 2012 FATCA protocol


16 August 2012 New York
Reporter: Mark Dugdale

The International Swaps and Derivatives Association has launched a protocol that allows market participants to efficiently amend the ISDA Master Agreement tax provisions to address the effects of FATCA...
Generic business image for news article

Moody's gets negative over ESMA guidelines


30 July 2012 Paris
Reporter: Mark Dugdale

The European Securities and Markets Authority’s UCITS guidelines are “credit negative for asset managers”, according to the ratings agency Moody’s...