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BlackRock plead more time over ETFs from ESMA


02 April 2012 London
Reporter: Georgina Lavers

BlackRock argued that ESMA’s new guidelines overly focus on securities lending, and is asking the regulatory body to delay their 30 March deadline...
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Repo-to-maturity revamped by FASB, SEC


28 March 2012 Washington
Reporter: Georgina Lavers

An overhaul of the accounting rules that led to the collapse of MF Global could take place this year, said officials at FASB and SEC...
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GlobeOp produces new SEC guidance


26 March 2012 London and NY
Reporter: Georgina Lavers

Financial services company GlobeOp has offered insight on the US regulation Form PF ahead of its implementation deadline...
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"Broad agreement" on FTT in European Parliament


10 January 2012 Brussels
Reporter: Anna Reitman

A "very broad agreement" in favour of an EU financial transaction tax emerged at the start of the Economic and Monetary Affairs Committee's work on the legislative proposal...
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FINRA fines UBS Securities $12m


26 October 2011 Washington
Reporter: Anna Reitman

The Financial Industry Regulatory Authority (FINRA) has announced that it has fined UBS Securities $12 million for violating RegSHO and failing to properly supervise short sales of securities...
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Primebroker begins ANZ lawsuit


24 October 2011 Sydney
Reporter: Anna Reitman

Primebroker has begun its lawsuit against ANZ, accusing the bank of misleading and deceptive conduct...
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NSE to deliver securities lending rules in December


17 October 2011 Lagos
Reporter: Anna Reitman

Rules on securities lending are expected to be issued in December by management of the Nigerian Stock Exchange (NSE) in a bid to mature the capital market, according to media outlet This Day Live...
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Pirum releases new reporting for SEC rule 17a-13


06 June 2011 London
Reporter: Ben Wilkie

Securities lending technology company Pirum has released new reporting to facilitate compliance with SEC rule 17A-13, which requires borrowers to regularly confirm their on-loan positions with their lenders.